
Established: 1996. Guiding clients with, 2-Step Nasdaq Listing, PIPE, & M&A.

Are you a growth-stage company ready to scale? The Nasdaq Private Market (NPM) is your gateway — a secure, private platform purpose-built for the Unicorns driving $5 Trillion in market movement.
NPM is the ideal launchpad for Series C and pre-IPO companies planning to uplist to the Nasdaq Capital Market (NCM) or Nasdaq Global Market (NGM). It's a powerful way to competitively incentivize and reward your employees, management, and staff — with full privacy, transparency, mitigated risk, and real liquidity.
When you're ready to uplist, the process takes approximately 3 months following your S-1 filing and receipt of the SEC's coveted 'No Comment' status.
At MAXWELL RAND, this is exactly what we do — unlocking liquidity through NPM for devoted employees, early stakeholders, and a growing network of accredited and institutional investors.

When public companies integrate digital assets into their IP growth strategy, MR PIPE delivers a decisive edge. By combining Platform Technology Licenses with independent, third-party valuations, MR PIPE strengthens corporate financial performance and elevates projected pro forma results — turning IP into a measurable growth catalyst.
But the opportunity doesn't stop at public markets. MR PIPE is purpose-built to bridge IP-driven platforms with pre-IPO and IPO-stage companies, unlocking greater valuation potential at every stage of the growth journey.

Introducing Secondary Security-Based Lending (S-SBL)
A bold new capital placement strategy for asset-based and wholesale lenders — unlocking the $3.7 Trillion Secondary Lending Market through risk-mitigated, LTV-based collateral backed by listed unicorn and pre-IPO registered shares.
Security-based lending (SBL) has been a proven cornerstone of global finance for decades, empowering asset-based lenders and publicly traded shareholders through margin trade account manage beneficiariy's brorrowing and trade. Now, S-SBL (SL) evolves that model for the next era of private markets companies that trade on Nasdaq Private Market (NPM).
With Nasdaq Private Market (NPM) surpassing $5 Trillion in share and value exchange, the opportunity is undeniable. Accredited investors and institutional funds gain access to reduced J-Factor, pre-IPO shares at a secured settlement stage — while preserving full upside potential at IPO.
NPM delivers a full-settlement liquidity platform with minimum $25,000 trade for dedicated pre-IPO and unciron listed company's employees and early shareholders, supported by rigorous KYC/AML compliance — backed by both Nasdaq and the listed company's Compliance team.
This presentation contains forward-looking statements about Maxwell Rand's projected financial performance, business development, M&A activity, and growth strategy. These statements reflect management's current beliefs and reasonable assumptions.
Forward-looking statements are not guarantees of future performance. Actual results may differ materially due to known and unknown risks and uncertainties. We undertake no obligation to update these statements except as required by securities laws.
46+ iCT serial entreprenuer. C-Level Officer of 23 public companies with extensive experience in startups, LBOs, M&A, turnarounds, and IPOs
Founded IMC & IMC+ (First HMO in Florida, sold to Humana) and Cigna Dental (First Dental Capitation). Created First Sub Prime for Wholeslae Mortgage Banking.
Built CHI Community Health (sold to United Health) and led ventures in investment banking and medical office M&A. Built the largest Independnet Blood Lab in California, Florida, & Michigan, led to IPO.
Leading TV manufacturing in Germany. Assets sold to Samsung
MSO and MDU divisions in Manhattan Beach, CA
Satellite dishes & antennas for RV, boats, and autos
Silicon Valley's oldest infrastructure company
Worked with top 3 executives at Baskin Ridge, NJ
Ocean Manor Hotel became the first Time-Shared Publicly Traded Company. ½ Condominium and ½ Hotel.
NETSTAIRS.COM (Raised $20M Series A in Europe, Australia, Canada, & U.S.)
Netherlands & Malaysia Operation with APAC Presence. ($50M sale of iSocialTV and HEXA2 )
Digital Media Hub for ESG Distribution . A Nasdaq Private Market Listed Company
Heart Monitoring Lab 24/7
Acquisition & Consolidation of 900+ Labs
UK Based Nasdaq Listed Company
Created Sub Prime for Wholesale Mortgage Banking
Integrated Physician, Pharamcy, & Patient Rx Delivery
AITV. Love it. Live it. Interactive TV
Integrated Patient Heart Monitoring Service
M&A 250 Bed or Less Hospitals
Acquired Dvision of CLRT Nasdaq publicky traded company
Additional ventures include Medicare Billing & CBIS, IBM. Managing Partner in LA based Impact Capital, NY based Masapequa Ventures, Inc.,

"For decades, as a serial entrepreneur and founder, I have been at the helm of Maxwell Rand providing strategic wealth management and Digital Economy services through Maxwell Rand portfolios of holdings and subsidiaries."
Guiding organizations through complex transformations and strategic growth initiatives
Building efficient structures that enable scalable business operations
Developing comprehensive plans that drive long-term value creation
Cultivating trusted partnerships across global financial markets
Became member of Bucharest Stock Exchange, later sold and now operating as ROMCAPITAL
Bringing strategic wealth management to shareholders, clients, entrepreneurs, and Main Street across U.S. and Europe

Maxwell Rand exclusively partners with Tier 1 financial intermediaries to provide wealth and asset management services. Our relationships with institutions like Credit Suisse demonstrate our commitment to the highest standards of financial excellence.
$20M Series A raised by Maxwell Rand. Fort Lauderdale, FL. Acquired the company in 2026.
A Portfolio Company. Nasdaq Private Market Listed with 30M Annual Sales, $331 Market Cap. Opened at $10.00 Per Share.
A Silcon Valley Startup to change the way we experience television. Interactive Television.
Acquired public company in 2007 for $30M including IP assets
Maxwell Rand PIPE for Secondary Market
AI-powered doctors for uninsured populations
UNLV & Nevada IP acquisition ideal for security and privacy
Public company Celerity System acquisition valued at $20M USD
Performing Arts, Inc., Orlando, Florida. $750K shareholder investment
EBU 2020-2023 with $1M investment in Virtual Media Center (VMC)
IT-VEST Portfolio sold to NY-based Equities in 2019
Helping retailers increase traffic and sales
Working with universities , academies, states, & educators around the globe
AI-powered wealth management strategies through digital platforms
Private Investment in Public Entities with high ROE equity opportunities
Pre-IPO and IPO listings facilitated by MR PIPE
Reg D, Reg S, 506c, Reg A+ Tier II $75M Pre-IPO SEC Filed Listings
F&F followed by AngelList raise for innovative television platform
AI Agents with accelerated growth opportunities up to 10X returns
Investment Banking, innovation, and entrepreneurial know-how
C-level leadership across diverse industries and markets
Expansion plan in PIPE Portfolio as Investment
For private sessions and inquiries:
Email: inquiry@maxwellrand.com
Compliance: compliance@maxwellrand.com
All clients must abide by KYC, SOF, POF, AML / U.S. Patriot Act requirements.

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In Wealth We Trust.
Maxwell Rand is a registered logo and Name Trademark. 1996-2026. All Rights Reserved by International laws.
In Wealth We Trust.