In Wealth We Trust.

Established: 1996. Guiding clients with, 2-Step Nasdaq Listing, PIPE, & M&A.

2-Step NASDAQ Listings

Are you a growth-stage company ready to scale? The Nasdaq Private Market (NPM) is your gateway — a secure, private platform purpose-built for the Unicorns driving $5 Trillion in market movement.

NPM is the ideal launchpad for Series C and pre-IPO companies planning to uplist to the Nasdaq Capital Market (NCM) or Nasdaq Global Market (NGM). It's a powerful way to competitively incentivize and reward your employees, management, and staff — with full privacy, transparency, mitigated risk, and real liquidity.

When you're ready to uplist, the process takes approximately 3 months following your S-1 filing and receipt of the SEC's coveted 'No Comment' status.

At MAXWELL RAND, this is exactly what we do — unlocking liquidity through NPM for devoted employees, early stakeholders, and a growing network of accredited and institutional investors.

MR PIPE Structured Placement for Digital Economy

When public companies integrate digital assets into their IP growth strategy, MR PIPE delivers a decisive edge. By combining Platform Technology Licenses with independent, third-party valuations, MR PIPE strengthens corporate financial performance and elevates projected pro forma results — turning IP into a measurable growth catalyst.

But the opportunity doesn't stop at public markets. MR PIPE is purpose-built to bridge IP-driven platforms with pre-IPO and IPO-stage companies, unlocking greater valuation potential at every stage of the growth journey.

Secured Secondary Lending

Introducing Secondary Security-Based Lending (S-SBL)

A bold new capital placement strategy for asset-based and wholesale lenders — unlocking the $3.7 Trillion Secondary Lending Market through risk-mitigated, LTV-based collateral backed by listed unicorn and pre-IPO registered shares.

Security-based lending (SBL) has been a proven cornerstone of global finance for decades, empowering asset-based lenders and publicly traded shareholders through margin trade account manage beneficiariy's brorrowing and trade. Now, S-SBL (SL) evolves that model for the next era of private markets companies that trade on Nasdaq Private Market (NPM).

With Nasdaq Private Market (NPM) surpassing $5 Trillion in share and value exchange, the opportunity is undeniable. Accredited investors and institutional funds gain access to reduced J-Factor, pre-IPO shares at a secured settlement stage — while preserving full upside potential at IPO.

NPM delivers a full-settlement liquidity platform with minimum $25,000 trade for dedicated pre-IPO and unciron listed company's employees and early shareholders, supported by rigorous KYC/AML compliance — backed by both Nasdaq and the listed company's Compliance team.

Welcome to MAXWELL RAND

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Forward-Looking Statements

What This Means

This presentation contains forward-looking statements about Maxwell Rand's projected financial performance, business development, M&A activity, and growth strategy. These statements reflect management's current beliefs and reasonable assumptions.

Important Considerations

Forward-looking statements are not guarantees of future performance. Actual results may differ materially due to known and unknown risks and uncertainties. We undertake no obligation to update these statements except as required by securities laws.

Chairman & CEO, Maxwell Rand

Serial Entrepreneur

46+ iCT serial entreprenuer. C-Level Officer of 23 public companies with extensive experience in startups, LBOs, M&A, turnarounds, and IPOs

Health & Banking IT Pioneer

Founded IMC & IMC+ (First HMO in Florida, sold to Humana) and Cigna Dental (First Dental Capitation). Created First Sub Prime for Wholeslae Mortgage Banking.

Strategic Vision

Built CHI Community Health (sold to United Health) and led ventures in investment banking and medical office M&A. Built the largest Independnet Blood Lab in California, Florida, & Michigan, led to IPO.

A Legacy of Innovation

Technology, Health, Digital Media & Entertainment Leadership

Galaxy TV (FSE: GLXY)

Leading TV manufacturing in Germany. Assets sold to Samsung

DirecTV (Symbol: DTV)

MSO and MDU divisions in Manhattan Beach, CA

FutureTrek (Symbol: FTRK)

Satellite dishes & antennas for RV, boats, and autos

Worldcast Interactive (Symbol: WRCI)

Silicon Valley's oldest infrastructure company

AT&T Breakup (Symbol: ATT)

Worked with top 3 executives at Baskin Ridge, NJ

NETGATES (Symbol: NTGS)

Ocean Manor Hotel became the first Time-Shared Publicly Traded Company. ½ Condominium and ½ Hotel.

NETSTAIRS.COM (Raised $20M Series A in Europe, Australia, Canada, & U.S.)

VYPA Corp, NL, ML

Netherlands & Malaysia Operation with APAC Presence. ($50M sale of iSocialTV and HEXA2 )

Digital Media Hub for ESG Distribution . A Nasdaq Private Market Listed Company

Compumed (Symbol: CMPD)

Heart Monitoring Lab 24/7

RX Medical Inc.

Acquisition & Consolidation of 900+ Labs

Churchill Technologies

UK Based Nasdaq Listed Company

Westmark Group Holdings

Created Sub Prime for Wholesale Mortgage Banking

Interchange Medical Inc. (Symbol: ICMI)

Integrated Physician, Pharamcy, & Patient Rx Delivery

AITV Technologies Inc.

AITV. Love it. Live it. Interactive TV

CardioTrace, CardioWave

Integrated Patient Heart Monitoring Service

DaLeigh Inc.

M&A 250 Bed or Less Hospitals

Celerity System, Inc.

Acquired Dvision of CLRT Nasdaq publicky traded company

Additional ventures include Medicare Billing & CBIS, IBM. Managing Partner in LA based Impact Capital, NY based Masapequa Ventures, Inc.,

Leadership Philosophy

"For decades, as a serial entrepreneur and founder, I have been at the helm of Maxwell Rand providing strategic wealth management and Digital Economy services through Maxwell Rand portfolios of holdings and subsidiaries."

Leadership

Guiding organizations through complex transformations and strategic growth initiatives

Organization

Building efficient structures that enable scalable business operations

Strategy

Developing comprehensive plans that drive long-term value creation

Relationship

Cultivating trusted partnerships across global financial markets

Global Expansion & Subsidiaries

MRSI Netherlands & Romania

Became member of Bucharest Stock Exchange, later sold and now operating as ROMCAPITAL

MRST Switzerland - Wealth Management

Bringing strategic wealth management to shareholders, clients, entrepreneurs, and Main Street across U.S. and Europe

Tier 1 Financial Partnerships

Working with Premier Financial Institutions

Maxwell Rand exclusively partners with Tier 1 financial intermediaries to provide wealth and asset management services. Our relationships with institutions like Credit Suisse demonstrate our commitment to the highest standards of financial excellence.

Portfolio Highlights

$20M Series A raised by Maxwell Rand. Fort Lauderdale, FL. Acquired the company in 2026.

A Portfolio Company. Nasdaq Private Market Listed with 30M Annual Sales, $331 Market Cap. Opened at $10.00 Per Share.

A Silcon Valley Startup to change the way we experience television. Interactive Television.

01

ICMI Acquisition

Acquired public company in 2007 for $30M including IP assets

02

NASDAQ Private Market

Maxwell Rand PIPE for Secondary Market

03

Telehealth Innovation

AI-powered doctors for uninsured populations

04

Compression Technology

UNLV & Nevada IP acquisition ideal for security and privacy

Strategic Investments Across Sectors

Tennessee Valley Authorities Acquisition

Public company Celerity System acquisition valued at $20M USD

Interactive Academy

Performing Arts, Inc., Orlando, Florida. $750K shareholder investment

European Broadcast Union

EBU 2020-2023 with $1M investment in Virtual Media Center (VMC)

Singapore Operations

IT-VEST Portfolio sold to NY-based Equities in 2019

WEB2TELE

Helping retailers increase traffic and sales

Distance Learning

Working with universities , academies, states, & educators around the globe

Maxwell Rand Services

Connecting Wall Street to Main Street

MAX AI

AI-powered wealth management strategies through digital platforms

MR PIPE

Private Investment in Public Entities with high ROE equity opportunities

3-Step NASDAQ

Pre-IPO and IPO listings facilitated by MR PIPE

SPV Structure

Reg D, Reg S, 506c, Reg A+ Tier II $75M Pre-IPO SEC Filed Listings

AI TV Disruptor's Disruptor

F&F followed by AngelList raise for innovative television platform

Market Launch

AI Agents with accelerated growth opportunities up to 10X returns

Your Path Forward with

30

Years of Expertise

Investment Banking, innovation, and entrepreneurial know-how

23

Public Companies

C-level leadership across diverse industries and markets

11

Countries by 2027

Expansion plan in PIPE Portfolio as Investment

Our Approach

  • Transparency is a MUST
  • Unparalleled investor relations
  • Unequalled personal service
  • AI + financial algorithms

Get Started

For private sessions and inquiries:

All clients must abide by KYC, SOF, POF, AML / U.S. Patriot Act requirements.

Thank you for watching.

inquiry@maxwellrand.com







In Wealth We Trust.


Maxwell Rand is a registered logo and Name Trademark. 1996-2026. All Rights Reserved by International laws.